Financial Markets Conduct Regulation : A Practitioner-s Guide
SKU: 9781927248003
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Author:STACE / KEEPER / GIBBONS / HOLLAND
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ISBN:9781927248003
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Publication Date:December 2014
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Pages:645
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Binding:Paperback
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Publisher:LexisNexis Butterworths - NZ
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Country of Publication:New Zealand
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Financial Markets Conduct Regulation: A Practitioner's Guide provides authoritative guidance on the legislative scheme implemented under the Financial Markets Conduct Act 2013, the largest change in New Zealands financial markets law in the last 20 years.This comprehensive text features detailed commentary and citations, covering a wide range of topics including:
- What is a financial product?
- The new disclosure rules for offers;
- Fair dealing rules for financial products;
- Governance rules for superannuation and other managed investment schemes;
- Licensing of both exchanges and market participants;
- The secondary market rules including insider trading and disclosures;
- The Takeovers Code;
- Enforcement;
- Financial reporting;
- Anti-money laundering;
- Financial adviser regulation.
Authors Victoria Stace, Thomas Gibbons,Chris Holland, Trish Keeper and Nathanael Starrenberg.
Featured in the Dec 2014 / Jan 2015 LAW newsletter.
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